This sample questionnaire for directors is circulated to develop and verify information in connection with the preparation of Company's Annual Report on Form 10-K for 2016 and its Proxy Statement for the 2017 Annual Meeting of Stockholders, both of which must be filed with the Securities and Exchange Commission (the “SEC”).
This Top Ten presents practical tips for preparing and managing a software audit in the United States.
This article discusses EPA webinars call eDisclosure, The Agency's plan to modernize the implementation of the Audit Policy and the Small Business Compliance Policy.
Hear directly from audit committee members about their take on topics that matter to compliance officers and general counsel, such as: their approach to risk (i.e., what keeps them up at night?); compliance issues they wish to have more visibility into; Board trends and compliance savvy (What has changed over time? Why?); preferred methods of reporting and tips for making more strategic board reports; the compliance officer’s role in protecting board members from personal liability; and desired non-legal skill sets that set top-notch compliance professionals apart from their peers.
This article reflects and incorporates by reference all of the guidance and implementation decisions made about Supplemental Environmental Projects (SEPs) since the issuance of EPA's SEP Policy in 1998.
This QuickCounsel outlines the variety of regimes of liability applicable to statutory auditors, tax and legal counsels.
This is a memorandum outlining the revised guidelines on the use of expedited settlement agreements.
The following is a risk management briefing that puts the key issues at the top of the agenda.
Sample policy outlining the limit of cash and non-cash gifts that employees may accept, and reporting guidelines for gifts in excess of that amount.
This InfoPAK is designed to provide corporate counsel with a general overview of intellectual property and to suggest useful practices for the handling of intellectual property in the corporate setting.