Risk assessment can be a daunting task, particularly for new in-house counsel or counsel who recently changed industries. In preparation for this program, faculty from small law departments will survey similarly situated attorneys over multiple industries. The program will consist of these faculty presenting the results of the survey in the form of the American game show Family Feud-style presentation, inviting attendees to take a 360-degree view of identifying not only company risk (their own as well as others in other industries) but also personal risk. "Contestants" will be asked questions about various risk areas and will attempt to identify the top areas across all industries. Once identified, risk mitigation tactics and protections will be discussed.
This is a checklist of regulatory sources of training requirements for registered broker dealers.
This Wisdom of the Crowd (ACC member discussion) addresses inbound software licensing and compliance in large global companies. This resource was compiled from questions and responses posted on the Forum of the IT, Privacy & eCommerce Network.
Here are the top ten considerations for a whistleblower to consider before acting in cases involving the United States Dodd Frank Act.
For many companies, the potential of big data is clouded by uncertainty as to how programs should be designed and maintained to avoid legal and regulatory risk. This is especially true because the concept of what constitutes consumer harm – in the field of privacy generally but especially with regard to big data analytics – is rapidly evolving. This InfoPAK provides an overview of legal and regulatory considerations businesses should contemplate when developing programs that rely on big data coupled with tools that help apply those legal and regulatory considerations to real world situations.
Hear ACC members discuss five key qualities that compliance professionals should have or develop to be effective in managing their organization's compliance. Length: 3 minutes.
Hear ACC members discuss practical tips on how to create a speak-up culture that empowers employees and allows the organization to better identify and address compliance issues.
This article addresses whether a court should require a company to establish a supervisory board so that the general meeting of shareholders will lose part of its powers.
This article addresses how the CFO-GC alliance has always been important because the finance function and the legal function are truly the nervous system of the corporation—sending critical signals to all parts of the company about the accuracy of the financials and compliance with law.
These are the top ten permits, licenses and authorizations in administrative matters that every owner or organization is obliged to obtain in order to evidence the proper construction and operation of business in Mexico.