Private employers should consider the steps discussed in this article to avoid potentially costly litigation.
The results of insider trading enforcement and sentencing continue to follow trends of years past. Review this QuickCounsel to learn more.
Many non-U.S. companies which own U.S. subsidiaries prefer to operate in such a way as to avoid jurisdiction in the U.S. courts. In order to minimize the chances of becoming a defendant subject to jurisdiction in the U.S. courts, there are certain steps – a checklist of Do’s and Don’ts – that foreign parent companies can take.
Companies in the energy industry continue to face scrutiny from federal securities regulators and private securities class action lawyers on numerous fronts. Energy industry participants should be particularly mindful of the following enforcement initiatives and shareholder litigation trends.
As we shall demonstrate in the first part of this chapter, there are many questions yet to be answered before private enforcement takes off in Brazil. Basic questions such as who, when, how and what may need to be clarified before plaintiffs feel comfortable initiating an extremely long and expensive recovery of damages. The second part of this chapter will report on the current status of the major private cases initiated in the past years. Finally, suggestions will be provided to address the lack of incentives to seek private antitrust enforcement in Brazil.
The Social Venture Connexion (SVX) is an online investing platform for connecting accredited investors with impact ventures and impact funds that focus on achieving positive social and/or environmental outcomes.
This article describes the SVX model in detail, including the regulatory regime under which SVX operates and the investor protections that
are built into the SVX platform.
After detailed consultation over the past two years, ASX recently announced its new mFund Settlement Service (mFund), which enables investors to buy (ie apply for) or sell (ie redeem) units in unlisted registered managed investment schemes (funds) through ASX participants.
A zero-tolerance policy toward discrimination and all forms of unlawful harassment, including but not limited to sexual harassment.
A Model Short-Form Lobbying Services Agreement for Associations that includes provisions for payment, compliance with gift rules, and confidential and proprietary information.
This briefing is the first in a series that will look at legal aspects of the Solvency II regime and their implications for firms. It considers the legal framework of Solvency II, how near each element of the framework is to completion and what needs to happen next, how Omnibus II has changed the previously published regime, the transitional relief that firms can expect to get from 1 January 2016, and how Solvency II will be applied to insurers and reinsurers in the UK.