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6 pages
The European Banking Authority (the “EBA”) in November 2024 published two sets of guidelines which set out common EU standards on the governance arrangements, and policies, procedures and controls of financial institutions. This article provides some key takeaways for financial institutions.
Resource Details
Interest Area:
Financial Services,
Corporate, Securities, and Governance
1 pages
Federal antitrust laws safeguard competition by prohibiting anti-competitive practices that harm consumers, restrict market access, or stifle innovation. Ensuring compliance is crucial to avoiding substantial legal, financial, and reputational risks.
This tip sheet outlines best practices to help your organization navigate antitrust regulations and promote fair and ethical business conduct.
Resource Details
Interest Area:
Compliance and Ethics,
Corporate, Securities, and Governance
Region:
Global
41 pages
This Financial Services Regulatory Calendar highlights key regulatory dates for the year across Europe.
Stay ahead with this comprehensive calendar, designed to help navigate the evolving regulatory landscape. Whether you are a financial professional or have an interest in the sector, this resource is tailored to keep you informed and prepared.
Resource Details
Interest Area:
Financial Services,
Corporate, Securities, and Governance
Region:
European Union, United Kingdom, Ireland, South Africa, Luxembourg, Czech Republic, Sweden, Spain, Bulgaria
318 pages
This multi-jurisdictional guide is designed to provide insight into the practicalities of mergers and acquisitions, highlighting market trends and legal developments as well as practical and strategic considerations.
Topics covered include relevant authorities and legislation, target defenses, bidder protection, and mechanics of acquisition – in 36 jurisdictions.
Resource Details
Interest Area:
Commercial and Contracts,
Corporate, Securities, and Governance
Region:
Global, Austria, Bulgaria, Canada, Cayman Islands, Croatia, Cyprus, Denmark, France, Gibraltar, Greece, Indonesia, Ireland, Japan, Liechtenstein, Luxembourg, Malaysia, Montenegro, Netherlands, New Zealand, Macedonia, Norway, Portugal, Romania, Serbia, Singapore, Slovakia, Slovenia, South Africa, Spain, Switzerland, United Kingdom, United States, Zambia, Zimbabwe
150 pages
This guide explores common issues related to corporate investigations across multiple jurisdictions.
Topics covered include internal investigation, self-disclosure to enforcement authorities, investigation process, confidentiality, and attorney-client privileges.
Resource Details
Interest Area:
Compliance and Ethics,
Corporate, Securities, and Governance
Region:
Global, Canada, Finland, Germany, Greece, India, Indonesia, Norway, Serbia, Singapore, Switzerland, Taiwan, United Kingdom, United States
4 pages
On February 17, 2025, the Delaware legislature proposed significant changes to the Delaware General Corporation Law (DGCL) that would dramatically affect how transactions involving Delaware corporations are negotiated and litigated.
If enacted, the amendments would significantly impact the risk-benefit considerations for public and private companies contemplating reincorporation or going public in a different jurisdiction.
Resource Details
Interest Area:
Corporate, Securities, and Governance
Region:
United States
470 pages
This multi-jurisdictional guide covers legal trends and developments in the fund finance markets. This edition includes 31 product and market-oriented chapters and 19 jurisdiction-specific update chapters.
Resource Details
Interest Area:
Financial Services,
Corporate, Securities, and Governance
Region:
Global, Global, Australia, Bermuda, British Virgin Isles, Canada, Cayman Islands, France, Guernsey, Hong Kong, Ireland, Italy, Jersey, Luxembourg, Mauritius, Netherlands, Scotland, Singapore, Spain, United Kingdom, United States
2 pages
Advanced planning for an early stage equity financing can significantly smooth the path for startups, helping to identify opportunities and avoid setbacks. A critical part of the process is the investor’s legal due diligence.
Resource Details
Interest Area:
Financial Services,
Corporate, Securities, and Governance
Region:
Global