Charter for a company's disclosure committee. Includes the purpose, composition, meetings, and duties and responsibilities of the committee.
A form that requires specific officers of a company to acknowledge in writing their adherence to the Financial Code of Ethics. Includes provisions that lay out the ethical responsibilities of the officers.
Currently, an open-ended investment fund in Hong Kong can only take the form of a unit trust. However, Hong Kong based managers will soon have the choice of an alternative structure, the open-ended fund company (“OFC”), for establishing investment funds in Hong Kong. The objectives of introducing OFC is to offer an alternative legal structure for setting up local funds and to attract more funds to domicile in Hong Kong.
This article presents scenarios found in Mexican legislation, showing a clear tendency to hold individuals, either legal representatives, agents, partners, or shareholders, liable for the unlawful acts carried out by the entities that they own and/or represent.