This agreement arises out of an investigation by the Division of Enforcement ("Division") of the United States Securities and Exchange Commission ("Commission") into possible violations of the Foreign Corrupt Practices Act and books and records and internal controls provisions of the federal securities laws by Ralph Lauren Corporation ("Respondent") from approximately 2005 through 2009 ("Investigation").
This paper is a study of antitrust compliance programs in China through interviews with Chinese practitioners and professors.
This article explains how classical moral philosophy is an imperfect tool for solving real-world ethical issues and often leads to contradictory and absurd conclusions. The author takes a different approach to making sound, ethical business decisions; read this article to learn more about it.
A survey of global employers and the challenges they face, such as legal trends related to hiring and firing, harassment policies, anti-corruption compliance, and whistleblowers.
The author discusses a trait that he has noticed while giving lectures on ethics—most people seem to think that it is the activities of others, not their own, that need to improve or change when it comes to building an ethical corporate culture. This attitude can pose a problem for ethics and compliance officers, and the author offers some advice.
Jeannie Anderson, managing director and general counsel, Legal and Professional Conduct CFA Institute, shares her daily schedule.
This interim report from the unit compliance officer concerns a global compliance program. This resource was part of the ACC's 2012 Compliance and Ethics Training Program
This template provides all the relevant portions of an annual report to the audit committee. It was a part of ACC's 2012 Compliance and Ethics Training Program.
This is a sample guideline to the implementation of an effective internal investigation. It was part of a presentation at ACC's 2012 Compliance and Ethics Training Program.
This checklists provides a rolling action item list for the implementation of a global anti-corruption program. It was part of ACC's 2012 Compliance and Ethics Training Program.