The Corporate Transparency Act (CTA) imposes significant new reporting requirements on many small businesses, as of January 1, 2024.
This quick reference guide provides information related to determining if a company is subject to CTA Reporting, meeting beneficial ownership information reports ("BOIR") deadlines, identifying beneficial owners, and incorporating compliance into overall operations.
This multi-jurisdictional guide covers common issues in securitisation laws and regulations – including receivables contracts, receivables purchase agreements, asset sales, security issues, insolvency laws, special rules, regulatory issues, and taxation.
On April 3, 2024, the US Securities and Exchange Commission announced that it had reached a $6.5 million settlement with registered investment adviser (RIA) Senvest Management, LLC on charges related to the firm’s “widespread and longstanding failures to maintain and preserve certain electronic communications.”
This article analyze potential lessons learned from this latest off-channel communications SEC enforcement action.
This guide covers common issues in public investment funds – including registration, regulatory framework, marketing of public funds, and tax treatment – in 19 jurisdictions.
This guide covers key legal issues, rules, and developments regarding fraud and asset tracing across a range of jurisdictions.
On March 6, 2024, the US Securities and Exchange Commission approved final rules requiring companies to disclose certain climate-related information in registration statements and annual reports.
This resource explains the requirements set forth in the final rules and sets forth practicalities and next steps for compliance.