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The Association of Corporate Counsel (ACC) is the world's largest organization serving the professional and business interests of attorneys who practice in the legal departments of corporations, associations, nonprofits and other private-sector organizations around the globe.

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Discusses what records must be retained, the format and purposes records should be kept and retrievable, how litigation, investigations and audits affect the retention process, and how organizations comply cost effectively with e-discovery requirements.

The webcast examined the potential advantages of different D&O coverage and the practical pitfalls of having to deal with the insurance carriers, both before and after the claims.

Discusses the SEC's rules on executive compensation with a focus on the corporate governance aspects and the compensation planning aspects of these new disclosure requirements.

Provides a review of the basic legal and practical components for any company undertaking a private offering and provides insights into the important features in any private placement, including a discussion of available registration exemptions, the essential matters to address in offering materials, and aggregation of offerings.

Provides general background information including events preceding the backdating issue and underlying economics and damage issues. Addresses what in-house counsel needs to know and what to expect when the SEC or DOJ want to look at the books, records and files of the company.

Covers recent developments in corporate criminal investigations and the defense of government enforcement actions
since Sarbanes-Oxley has been in effect.

Up the Ladder Reporting Under Sarbanes-Oxley Flow Chart
Association of Corporate Counsel

Flow chart for reporting up the ladder, as required by Sarbanes Oxley.

Resource Details
Interest Area: Financial Services
Source: Resource Library
Region: United States
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Sample Foreign Investment Form for the Acquisition of Newly Issued Stock
Chi-Hyoung Cho, Hwang Mok Park, P.C.

Sample form required for foreign entities acquire newly issued stock in Korea.

Resource Details
Interest Area: Financial Services, Corporate, Securities, and Governance, Commercial and Contracts
Source: Resource Library
Region: South Korea
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U.S. Underwriting Agreement

An underwriting agreement of a sale of stock of a Chinese/Taiwanese corporation to several U.S. underwriters.

Resource Details
Interest Area: Corporate, Securities, and Governance, Commercial and Contracts
Source: Resource Library
Region: United States
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Whistle Blowing Policy and Procedures

A corporate whistle blowing policy that outlines the many methods available to employees for voicing concerns regarding the company's compliance with laws and regulations.

Resource Details
Interest Area: Corporate, Securities, and Governance, Compliance and Ethics, Employment and Labor
Source: Resource Library
Region: United States
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