Financial Services

A panel of experts will discuss recent significant legislative and regulatory changes in the United States and Canada concerning AI and crypto assets, particularly in light of the new administration in the United States.

The team will cover anticipated changes for the coming year relating to AI and crypto, impacting such areas as:

• Overall national legislative / regulatory approach,
• Securities law,
• Banking law and
• Competition law.

The panel will conclude with a discussion on how these changes may impact financial institutions, including best practices to navigate such changes.

Sponsored by:

Join the Conversation: 

FINANCIAL SERVICES NETWORK COMMUNITY 

Considerations of environmental, social, and governance (ESG) factors are increasingly popular among banking institutions and asset managers across business activities. In-house counsel must understand the key legal frameworks and risks that arise from this increase in ESG practices among financial institutions. This program will provide an overview into these considerations and share essential guidance for financial services providers confronting these issues.

Brought to you in collaboration with the California Lawyers Association

Following the reelection of President Trump and changes to the composition of the House and Senate (including members of the House and Senate Banking Committees), the financial services industry can expect major changes to agency personnel and federal policy in 2025 and beyond. Speakers Joseph Lynyak and Erin Bryan, partners at Dorsey & Whitney LLP, will discuss:

• Changes in key personnel in the Trump Administration, with emphasis on the financial services agencies,
• The status and viability of recently adopted and pending federal rulemaking and policy proposals concerning financial institutions and the fintech sector,
• Current and possible new enforcement actions by the prudential banking regulators and the CFPB, and
• An initial analysis of steps the Trump Administration may take to implement its anticipated financial services regulatory agenda.

Sponsored by:

Join the Conversation: 

FINANCIAL SERVICES NETWORK COMMUNITY 

The "Key Topics in ESG Law: Making Sense of an Increasingly Complex Legal Landscape” series is designed to equip legal and compliance professionals with the knowledge and skills needed to understand Environmental, Social, and Governance (ESG) legal principles effectively.  Gain invaluable insights from leading legal and ESG professionals as they share their expertise and provide comprehensive education on the foundational principles of legal ESG.   

Series Topics Include: 

• Introduction to ESG Laws - Understanding the Fundamentals
• Managing Risk and Compliance through ESG Due Diligence 
• Sustainable Products and Compliance 
• Enforcement and Litigation of ESG-related Issues 
• ESG in Financial Services: Legal Issues and Risks to Watch Out For
• Benefit and B Corporations: What They Are and How They Work 

This series is generously brought to you in collaboration with the California Lawyers Association:

In an era where data breaches pose serious threats to financial integrity, the New York Department of Financial Services (NY DFS) has updated its Cybersecurity regulations, underscoring the need for stringent data governance. This pivotal Webcast, hosted in collaboration with the Association of Corporate Counsel, will delve into the crucial amendments to the NY DFS Cybersecurity Regulation, with a particular focus on the new requirements for maintaining an asset inventory and the defensible deletion of non-essential data.

As organizations navigate these enhanced mandates, the need for a robust Data Discovery solution becomes clear. This session will explore how advanced data discovery technology seamlessly aligns with the updated regulations by enabling organizations to efficiently discover, classify, and catalog data across their entire landscape, thus facilitating compliance with asset inventory requirements. Additionally, we will discuss how this technology empowers entities to identify data that can be defensibly deleted, addressing the regulation’s disposal mandates.

Attendees will gain a comprehensive understanding of the amendments' implications through real-world scenarios and expert insights. This Webcast is designed for leaders in the financial services, insurance, and healthcare sectors, equipping them with the knowledge to confidently navigate the complexities of the revised NY DFS Cybersecurity Regulation.

Join us to ensure your organization is not only compliant but also well-equipped to protect sensitive data with the most advanced tools at your disposal. Engage with our experts and turn regulatory challenges into opportunities for enhanced data governance.

Generously sponsored by Exterro

Don't let the year end without catching up on the updates to the GLBA Rules.  Rocio Baeza will be delivering a 3 part series to highlight areas that financial services needs to focus on. In this first session, attendees will learn:

• The new requirements created by updates to the Safeguards and Privacy rules
• The significant changes that the experienced attorney may have missed
• The required reporting that your company needs to satisfy by Dec 31, 2024

Rocio was an active contributor in the proposed changes to the GLBA Safeguards Rule, to ensure that the changes were clear and actionable to FinTechs that don't yet have an in-house CISO.

Join the Conversation: 

FINANCIAL SERVICES NETWORK COMMUNITY 

ACC Colorado Breakfast CLE



Trust/Antitrust: Getting the Most from Your Outside Counsel Relationship and Issue-Spotting for Current Antitrust Risks

Thursday, November 14th
8:00 am - 10:00am

Offices of Holland Hart | 555 17th Street | Suite 3200

Pending One (1) CLE Credit.

REGISTER NOW!

$10 Members | $20 Non-Members 

AGENDA

8:00 am Registration, Networking & Breakfast
 8:30 am CLE Presentation
10:00 am Conclude

Please join ACC Colorado and speakers Andy Lillie, Partner, Holland & Hart, and Paul Swanson, Partner, Holland & Hart  for a Breakfast CLE. This two-part presentation joins the themes of trust and antitrust for the in-house lawyer. The first part, Trust, explores key ways to build a relationship of trust and accountability with your outside lawyer so that you can be confident you’re getting what you need in the way you expect to get it. The second part, Antitrust, keeps you updated with the Enforcement Agencies’ current approach to non-competes and non-solicitation, competitor collaborations, antitrust compliance programs, and pre-merger notifications. Attendees will learn:

TRUST 

• Fundamentals of every good attorney-client relationship.

• Emotionally intelligent lawyering.

• Checklist for caring for your client and your client’s client.

ANTITRUST 

• The latest on FTC’s new rule barring noncompetes.

• Collaboration risk a year after DOJ/FTC scuttled safe harbor. 

• The HSR landscape for M&A after new DOJ/FTC rules.
  
  
   

  

COMPLIMENTARY PARKING AVAILABLE AND BRING TICKET WITH YOU TO H&H RECEPTION 
ENTER GARAGE at 1755 GLENARM