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Jim Kearney, Womble Bond Dickinson LLP & Laura Martino, Global Jet Capital, Inc.
2 pages

Global supply chains have been greatly disrupted by the COVID-19 pandemic, sending companies scrambling to find both new sources of supplies and new customers for their products. But even as businesses struggle to find their footing in this new international marketplace, they also must be aware of US sanctions. Aggressive enforcement of US sanctions programs continues, even in the COVID-19 environment, and companies face increasing pressure to perform robust due diligence on their counterparties to reduce the risks of sanctions non-compliance.

Resource Details
Interest Area: Compliance and Ethics
Region: United States
Audience: New to In-House, CLO / GC, Small Law Departments, Large Law Departments
Richard Mazzochi, Partner, and Minny Siu, Partner, King & Wood Mallesons
7 pages

This article clarifies the notice from the Securities and Futures Commission of Hong Kong (SFC) about alternative procedures available to intermediaries to verify individual clients' identities when onboarding them online. This resource was produced in July 2018.

Resource Details
Region: Hong Kong
9 pages

Learn how to develop a powerful, scalable, flexible, feature-rich policy management system enables organizations to manage policies throughout all of the stages of the policy life cycle.

Resource Details
Source: Resource Library
Region: Global
Audience: Legal Operations
1 person found this helpful.
Selwyn Black and Yue Lucy Han, Carroll & O'Dea, Sydney, Australia, Member of International Society of Primerus Law Firms
3 pages

In Australia, whistleblowers are protected by law and recently, are gaining more protections. In this article, learn more about how company's interact with whistleblowers, who constitutes a whistleblower and how in-house counsel can prepare for such issues.

Resource Details
Interest Area: Compliance and Ethics
Region: Australia

As legal departments continue to adapt to the current business and working environment due to the COVID-19 pandemic, in-house lawyers still keep ethical obligations stop of mind and that especially now includes potential issues arising from and data security. Attorneys from Bryan Cave Leighton Paisner will discuss:

• Potential ethics issues that may arise due to cost cutting measures companies are now undertaking – including secondments and utilizing alternative legal services providers
• Best practices to prevent data security issues while working from home

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