Current Considerations for Initiating and Managing Internal Investigations

Compliance and ethics reporting and investigations remain essential business functions during the pandemic. It is important to ensure current reporting and investigative protocols remain effective and are adapted to current conditions.

In this presentation, Mark Morrison and Michael Dixon of Blakes and Kristie Smith of TC Energy, will provide strategies for assessing complaints and initiating, staffing, managing, conducting and reporting about internal investigations, all in the context of a remote work environment. In addition, the speakers will address the importance of implementing effective complaint processes and compliance programs, considerations for self-reporting, and approaches for responsive and targeted remediation.