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Companies are looking to leverage non-fungible tokens (NFTs) and other digital assets to build brand recognition and value. This session will explore the unique challenges and legal considerations related to the creation, ownership, and sale of these new digital assets and related cryptocurrency transactions. You will learn about managing a cryptocurrency wallet, securities laws and tax implications of cryptocurrency transactions, intellectual property rights associated with NFTs, cybersecurity concerns, and other state and federal regulatory issues.

Companies are looking to leverage non-fungible tokens (NFTs) and other digital assets to build brand recognition and value. This session will explore the unique challenges and legal considerations related to the creation, ownership, and sale of these new digital assets and related cryptocurrency transactions. You will learn about managing a cryptocurrency wallet, securities laws and tax implications of cryptocurrency transactions, intellectual property rights associated with NFTs, cybersecurity concerns, and other state and federal regulatory issues.

No Permission to Use for On-Demand


This program originally aired on September 20, 2022. Please note that the on-demand format of this program is not eligible for CLE/CPD credit.


In September 2016, Och-Ziff, one of the world's largest publicly-traded asset managers, settled a long running DOJ and SEC investigation into corrupt dealings in private equity investments in several African countries. Six years later, this case still has valuable compliance program insights for the financial services industry, especially industry participants operating in or looking to enter emerging markets. This ACC Webcast will review the transactions with a focus on lessons learned for financial services and what went right and what went wrong from diligence and compliance perspectives.


This panel will feature the following speakers:


Robert A. Johnston Jr.PartnerLowenstein Sandler LLP (Bio)



Stefanie Sundel

Managing Director, Legal, Compliance & Tax in New York

Apollo (Bio)



Angela CrawfordPartnerCrawford & Acharya pllc (Bio)







No Permission to Use for On-Demand


This program originally aired on September 20, 2022. Please note that the on-demand format of this program is not eligible for CLE/CPD credit.


In September 2016, Och-Ziff, one of the world's largest publicly-traded asset managers, settled a long running DOJ and SEC investigation into corrupt dealings in private equity investments in several African countries. Six years later, this case still has valuable compliance program insights for the financial services industry, especially industry participants operating in or looking to enter emerging markets. This ACC Webcast will review the transactions with a focus on lessons learned for financial services and what went right and what went wrong from diligence and compliance perspectives.


This panel will feature the following speakers:


Robert A. Johnston Jr.PartnerLowenstein Sandler LLP (Bio)



Stefanie Sundel

Managing Director, Legal, Compliance & Tax in New York

Apollo (Bio)



Angela CrawfordPartnerCrawford & Acharya pllc (Bio)







Wrap up the year with some festive fun at the FSN's Holiday Trivia Event! Join your peers for a relaxed, holiday-themed trivia session where you can showcase your seasonal knowledge, expand your network, and take a well-deserved break. Come enjoy a bit of friendly competition and close out the year with good cheer and great conversations :)

Join the Conversation: 

FINANCIAL SERVICES NETWORK COMMUNITY 

In this session, Rocio Baeza will be closing the 3-part series on GLBA.  This is valuable information for your GC to have for information security risk management planning for 2025. In this session, attendees will walk away with:

  • an analysis of cases where FTC filed a complaint arguing that the organization had misrepresented data handling practices of consumer information
  • the foundational elements that Legal Counsel needs to have in place to mitigate risk of misrepresentation
  • how the privacy policy can be the entryway for regulators to argue that the protection and privacy of consumer information is being misrepresented (and in some cases, a UDAAP risk) 


Join the Conversation: 

FINANCIAL SERVICES NETWORK COMMUNITY 

In this session, Rocio Baeza will be continuing the 3 part series on GLBA. The discussion will focus on the reporting requirement that financial services needs to satisfy before Dec 31, 2024.  In this session, attendees will:

  • learn the topics that need to be addressed in the reporting 
  • learn the recommended process for properly filing the reporting 
  • receive a complimentary GLBA compliance reporting template

The complimentary GLBA compliance reporting template is structured to be assembled within a 30 day period. This is a valuable resource for Legal and Compliance teams that want to file the report before the holidays.


Join the Conversation: 

FINANCIAL SERVICES NETWORK COMMUNITY 

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