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Amended Rule 10b5-1 and New Insider Trading Disclosure: Frequently Asked Questions
Latham & Watkins LLP
13 pages

This resource from Latham & Watkins LLP provides insight into frequently asked questions regarding Amended Rule 10b4-1 and Insider Trading Disclosures. These include questions on Compliance Dates and Transition Issues, Cooling-Off Periods, Overlapping Plans, Affiliated Entities, and more.

Resource Details
Interest Area: Corporate, Securities, and Governance
Region: United States
Audience: Mid-Career, New to In-House, Small Law Departments, Large Law Departments
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SEC Investigations: A Guide for Public Company Directors, Officers, and In-House Counsel (Second Edition)
Latham & Wakins
32 pages

This Guide developed by Latham & Watkins is a resource for public company executives and in-house counsel facing an investigation by the US Securities and Exchange Commission.

Resource Details
Interest Area: Corporate, Securities, and Governance
Region: United States
Audience: Mid-Career, New to In-House, Small Law Departments, Large Law Departments
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Please join us for the ACC-WI 2023 Annual Conference & Meeting of Members!  

This 1.5-day event provides 27-Sessions of CLE programming for you to choose from, including 2.0 hours of Ethics, and is specifically designed for you as an in-house attorney.  Our registration format allows you to customize your program schedule to fit your practice needs. Conference registration includes a one-night hotel stay (Early Bird Registration); the continental breakfast, luncheon and keynote speaker, and cocktail reception Thursday; the hot breakfast buffet on Friday; and a variety of networking events at the conference. All paid registrants enjoy free attendance at our Fall 3.0 Ethics Seminar.

Indian Merger Control: Thresholds Tests
Khaitan & Co
2 pages

Learn about the merger control thresholds in India.

Resource Details
Interest Area: Corporate, Securities, and Governance
Region: India
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2022 Wrap-Up on ESG Reporting
Lauren Hopkins (Principal), Megan Morgan (Principal), Deepti Gage (Associate), and Kirstin Gruver (Associate), Beveridge & Diamond
4 pages

Read a short recap of key ESG developments in 2022 in Europe, the United States, Canada, Japan, Germany, Norway, and The Netherlands.

Resource Details
Interest Area: Environmental, Corporate, Securities, and Governance
Region: European Union, United States, Canada, Japan, Germany, Norway, Netherlands
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CMS Expert Guide to the private placement of equity securities (CMS)
CMS
138 pages

In this multi-country guide, learn about the rules on approaching investors in different jurisdictions, in relation to an offer or issue of shares.

Resource Details
Interest Area: Corporate, Securities, and Governance
Region: Global, Europe, Middle East, Asia, South America, North America, Austria, Belgium, Bulgaria, Chile, China, Croatia, France, Germany, Hong Kong, Hungary, Italy, Luxembourg, Mexico, Peru, Poland, Portugal, Romania, Russia, Serbia, Singapore, Slovenia, Spain, Switzerland, Turkey, Ukraine, Czech Republic, Netherlands, United Arab Emirates, United Kingdom, United States
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FRC publish annual review of corporate governance reporting (Eversheds Sutherland)
Eversheds Sutherland
2 pages

Learn corporate governance trends for public companies in the United Kingdom, following the publication of the annual review from the UK Financial Reporting Council (FRC) in light of the UK Corporate Governance (UKCG) Code.

Resource Details
Interest Area: Corporate, Securities, and Governance
Region: United Kingdom
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Breaking down barriers: A global guide to foreign investment regimes (Eversheds Sutherland)
Eversheds Sutherland
262 pages

A comparative global guide of foreign investment regimes in many jurisdictions.

Resource Details
Interest Area: Financial Services, Corporate, Securities, and Governance
Region: Global, Europe, Asia, Austria, China, Czech Republic, European Union, France, Germany, Hungary, Italy, Netherlands, Poland, Romania, Slovakia, Spain, Switzerland, United Kingdom, United States
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