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It has been almost a year since the adoption of the most significant financial reform legislation in recent history. Find out what has been happening on the regulatory and legislative fronts, and what still needs to be done.

This material discusses the role of external auditors, the involvement of the In-house Counsel, how auditors perceive corporate counsel, their expectations, and how you should "Handle" external auditors.

Presented at ACCA’s Annual Meeting 2000; Program - Conducting Environmental Compliance Audits

Presented at ACCA's Annual Meeting 2000; Program - Conducting Environmental Compliance Audits

Presented at ACC’s Annual Meeting 2000; Program - States Under Siege - The Who, What, and Why

Caselaw, rules of conduct, and outlines on audits; sample recommendations on federal regulations and proposed rules.

704 - Document Retention & e-Discovery in a Post-Enron/Andersen World

Learn the basics relating to environmental, health, and safety auditing, an important element of corporate governance. Our program will include assessment of ongoing operations as well as potential mergers and acquisitions. Topics will include the scope of an audit and preparation, (particularly Federal and State audit privilege laws) and means of establishing potential privileges for the resulting reports.

Designed for small law practitioners, this program asks CLO Club participants to work within groups of ten to respond to a hypothetical problem: the CEO and CFO have asked the CLO to develop a plan for taking a more proactive role in ensuring financial compliance and they want advice on spotting and preventing financial fraud, how to better manage the audit process and auditor contract negotiation, and what to do to ensure that the board is properly engaged in reviewing the company’s financial processes.

In this session you will learn about the four main financial statements: balance sheets; income statements; cash flow statements; statements of shareholders’ equity and
the difference in publicly-traded vs. private companies’ perspectives on these reports. Understanding the dynamics of the main four is critical to any senior counsel managing a business unit or General Counsel and will assist you in tracking areas of concern and providing the appropriate strategic recommendations.

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