What are the best practices for GCs to avoid potential prosecutions and personal liability related to securities fraud? What are the implications of SOX and other self-reporting guidelines to insulate GCs and other directors and officers from prosecution? How will the policies of the Obama administration affect deferred prosecution rules? And, what impact will the Justice Department's monitoring programs have on directors and officers and other liability issues such as the Foreign Corrupt Practices Act? This discussion will be led by a renowned trial attorney including Justice Department officials and will use various role-play scenarios and other techniques to demonstrate best practices.
Region:
United States
Interest Area:
Corporate, Securities, and Governance