Available On-Demand - Publication Date: 12/06/2023
90 minutes
Overview (Program Summary)
In this module, you will discover what an effective compliance and risk management program comprises, and how to build and maintain one. Plus, you will:
- Learn how to implement and maintain monitoring mechanisms and audit plans
- See the implications of compliance reporting channels, e.g., reports to the general counsel/chief legal officer vs. reports to the chief compliance officer
- Understand how experienced in-house counsel respond to regulators' requests and calibrate information disclosure
Interest Area(s):
Compliance and Ethics