How To Implement Compliance Risk Management, Compliance Audits, Root Cause Analysis, and DOJ Self Reporting

The Department of Justice’s Guidelines on Effective Compliance Programs draw a clear connection between an organization’s risk management and compliance programs. The effectiveness of an organization’s risk management program can determine the effectiveness of its compliance program. This panel session will provide a comprehensive perspective on the importance of risk management in compliance, how to use it in audits and root cause analysis, and the pros and cons of self-reporting.