HOT TOPICS & KEY DOJ/SEC/OTHER AGENCY DEVELOPMENTS FOR COMPLIANCE PROFESSIONALS (An ACC WESTSCT Compliance Roundtable CLE Sponsored by Kirkland & Ellis LLP)

June 26, 2025 | 9:15 AM - 11:30 AM EDT

Pricing

Members: No Charge for In-House or Sponsor Participants

Non-members: Other than above: $25

Non-members In-House Counsel: Suggested for all compliance professionals

Overview (Program Summary)

A program hosted by:

ACC Westchester/Southern CT

DOJ developments:
1. Galiotti speech on voluntary self-disclosure
2. Heightened enforcement of border and immigration issues
3. Decrease in monitorships?
SEC developments:
1. Enforcement Personnel Changes
2. No more crypto enforcement?
3. No more pure books and records?
4. No more off-channel concerns
5. Reduced penalties for corporate violations?
6. Current focus on insider trading, accounting fraud, and retail/elder fraud
Others:
1. OFAC – decrease in Russian sanctions? Decrease in Syrian sanctions?
2. FinCen – Corporate Transparency Act challenges? AML concerns?

Kirkland & Ellis LLP Speakers:

ZACHARY BREZ Zachary Brez and JACQUELYN KASULIS Jacquelyn Kasulis

From Mastercard OLAJIDE ARAROMI; Senior Counsel;

From International Data Group, Inc: DARLENE LAPOLA, Sr. Compliance Officer & Counsel

Moderator: JERRY CAVALUZZI, Kennedy/Jenks Consultants Inc., Chair of ACC WEST/SCT Compliance Group & 2nd VP, ACC WEST/S.CT BOD

Credits: 2

State: NY

Category: Tentative-0.5 Ethics 1.5 Prof. Practice

Lee Cushman