Available On-Demand - Publication Date: 12/06/2023
Overview (Program Summary)
In this module, you will discover what an effective compliance and risk management program comprises, and how to build and maintain one. Plus, you will:
- Learn how to implement and maintain monitoring mechanisms and audit plans
- See the implications of compliance reporting channels, e.g., reports to the general counsel/chief legal officer vs. reports to the chief compliance officer
- Understand how experienced in-house counsel respond to regulators' requests and calibrate information disclosure
Interest Area(s):
Compliance and Ethics