Managing Risk and Compliance

Your organization has to adhere to a set standard of processes and procedures for compliance and managing risk. So, how do you begin to establish a foundation that pinpoints vulnerabilities and provides a strong foundation to improve efficiencies? Hear insights from our panel on how to begin to create measures necessary to meet compliance and reporting obligations. In this session, attendees will:

• Discuss what an effective compliance and risk management program comprises, and how to build and maintain one;
  
• Learn to implement and maintain monitoring mechanisms and audit plans;
  
• Discuss the implications of compliance reporting channels, e.g., reports to the general counsel/chief legal officer vs. reports to the chief compliance officer; and
  
• Understand how experienced in-house counsel respond to regulators' requests and calibrate information disclosure.

Speakers:

Fernanda Beraldi

Senior Director, Ethics & Compliance and Counsel

Cummins Inc.

Bio

Maria Buckley

General Counsel

Joslin Diabetes Center

Bio

LaKeisha Sisco-Beck

Enterprise Risk Manager & Counsel

St. Jude Children's Research Hospital

Bio