Managing Risk and Compliance

This on-demand program offers CLE in over 60 jurisdictions. Please see the bottom of the program description for additional details:

Original Air Date: Tuesday, July 6,2021

Your organization has to adhere to a set standard of processes and procedures for compliance and managing risk. So, how do you begin to establish a foundation that pinpoints vulnerabilities and provides a strong foundation to improve efficiencies? Hear insights from our panel on how to begin to create measures necessary to meet compliance and reporting obligations. In this session, attendees will:

• Discuss what an effective compliance and risk management program comprises, and how to build and maintain one;
  
• Learn to implement and maintain monitoring mechanisms and audit plans;
  
• Discuss the implications of compliance reporting channels, e.g., reports to the general counsel/chief legal officer vs. reports to the chief compliance officer; and
  
• Understand how experienced in-house counsel respond to regulators' requests and calibrate information disclosure.

Speakers:

Fernanda Beraldi

Senior Director, Ethics & Compliance and Counsel

Cummins Inc.

Bio

Maria Buckley

General Counsel

Joslin Diabetes Center

Bio

LaKeisha Sisco-Beck

Enterprise Risk Manager & Counsel

St. Jude Children's Research Hospital

Bio

CLE/CPD CREDIT PROVIDED BY ACC:

US: *Alaska, Arkansas *Arizona, *California, *Connecticut, *District of Columbia, Delaware, Georgia, *Hawaii, Illinois, Indiana, Kansas, Louisiana, Maine, *Maryland, *Massachusetts, *Michigan, Missouri, Minnesota, *Montana, *New Hampshire, *New Jersey, New Mexico, *New York, *North Dakota, Ohio, Pennsylvania, South Carolina, *South Dakota, Tennessee, Texas, Vermont, Virginia, and Washington.  

 

Canada: Alberta, British Columbia, *Manitoba, Newfoundland & Labrador, Nova Scotia, NW Territories, Ontario (for Ethics credit), Prince Edward Island, Quebec, Yukon  

 

*Indicates that CLE/CPD credit is available by virtue of reciprocity with another jurisdiction.

 

 

CLE/CPD AVAILABLE TO ATTENDEES VIA SELF-FILING:

US: Alabama, Colorado, Florida, Idaho, Iowa, Kentucky, Maine, Mississippi, Nebraska, Nevada, North Carolina, Oklahoma, Oregon, Puerto Rico, Rhode Island, Utah, West Virginia, Wisconsin, Wyoming 

 

CLE/CPD CREDIT NOT AVAILABLE:

 

Canada: New Brunswick, Nunavut, Saskatchewan