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6 pages
The European Banking Authority (the “EBA”) in November 2024 published two sets of guidelines which set out common EU standards on the governance arrangements, and policies, procedures and controls of financial institutions. This article provides some key takeaways for financial institutions.
Resource Details
Interest Area:
Financial Services,
Corporate, Securities, and Governance
41 pages
This Financial Services Regulatory Calendar highlights key regulatory dates for the year across Europe.
Stay ahead with this comprehensive calendar, designed to help navigate the evolving regulatory landscape. Whether you are a financial professional or have an interest in the sector, this resource is tailored to keep you informed and prepared.
Resource Details
Interest Area:
Financial Services,
Corporate, Securities, and Governance
Region:
European Union, United Kingdom, Ireland, South Africa, Luxembourg, Czech Republic, Sweden, Spain, Bulgaria
470 pages
This multi-jurisdictional guide covers legal trends and developments in the fund finance markets. This edition includes 31 product and market-oriented chapters and 19 jurisdiction-specific update chapters.
Resource Details
Interest Area:
Financial Services,
Corporate, Securities, and Governance
Region:
Global, Global, Australia, Bermuda, British Virgin Isles, Canada, Cayman Islands, France, Guernsey, Hong Kong, Ireland, Italy, Jersey, Luxembourg, Mauritius, Netherlands, Scotland, Singapore, Spain, United Kingdom, United States
2 pages
Advanced planning for an early stage equity financing can significantly smooth the path for startups, helping to identify opportunities and avoid setbacks. A critical part of the process is the investor’s legal due diligence.
Resource Details
Interest Area:
Financial Services,
Corporate, Securities, and Governance
Region:
Global
264 pages
This guide covers common issues regarding private client laws in 24 jurisdictions.
Topics covered include pre-entry tax planning, connection factors, taxation issues on inward investment, succession planning, trusts and foundations, immigration issues, and tax treaties.
Resource Details
Region:
Global, Andorra, Belgium, Bermuda, China, Cyprus, France, Germany, Gibraltar, Greece, Guernsey, Indonesia, Italy, Liechtenstein, Luxembourg, Mexico, Poland, Portugal, Singapore, Spain, Switzerland, United Kingdom, United States
5 pages
The 2023-2024 US Supreme Court session has concluded the term with a series of opinions in the areas of administrative law and executive power. This article discusses a trio of decisions that could have important potential implications for the fintech and digital asset industries.
Resource Details
Interest Area:
Litigation and Dispute Resolution,
Financial Services,
Corporate, Securities, and Governance
Region:
United States
9 pages
On October 21, 2024, the Securities and Exchange Commission’s (SEC) Division of Examinations (the Division) published its annual examination priorities for 2025 (2025 Priorities). This resource outlines some of the key findings from the report.
Resource Details
Interest Area:
Financial Services,
Corporate, Securities, and Governance
Region:
United States
249 pages
This multi-jurisdictional guide covers common issues in environmental, social and governance (ESG) law. The question and answer chapters cover 23 jurisdictions, providing detailed answers
to common questions raised by professionals dealing with ESG issues.
Resource Details
Interest Area:
Financial Services,
Environmental,
Energy and Public Utility,
Corporate, Securities, and Governance
Region:
Global, Austria, Brazil, Bulgaria, Canada, Cayman Islands, Germany, Ghana, Greece, Ireland, Israel, Italy, Japan, Mexico, Netherlands, Norway, Portugal, South Korea, Sweden, Switzerland, Taiwan, United Kingdom, United States, Zambia