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If you’re the CLO of a private company, you know that your job is to balance the increasingly difficult demands of how to be effective in an entrepreneurial or closed/family environment with less public compliance regulation but increasingly high expectations from financiers/investors, banks, insurers, suppliers, customers, regulators, and other stakeholders.

You receive a high profile assignment to work closely with the CFO and other senior management to prepare your company for an IPO. If you don't know where to start or what's in store for you, this panel is for you! This program will cover the laws related to the Form S-1, working with underwriters, setting up your company for 34 Act, SOX and stock exchange compliance, pre-IPO publicity and road show mechanics.

Brief outline on how to promote strong business ethics within a multi-national corporation.

Guide to internally investigating and enforcing U.S. anti-corruption laws.

Reviews the role of the audit committee, best practices in selecting members, guidelines for committee action, and future concerns about audit committees.

This Participants' Briefing Book includes a discussion outline and suggested resources on the topic of strategic implementation of law department technologies from ACC's Law Department Executive Leadership group.

This Participants' Briefing Book includes a discussion outline and suggested resources on the topic of taking charge of escalating law firm costs and connecting costs with value.

This session will provide a general overview of the elements of an effective corporate compliance and ethics program and provide information on the process involved in managing such a program.

In-house practice raises ethical issues and real-life dilemmas every day that are different from the concerns you may have encountered representing corporate clients in another industry or as an outside counsel.

Understand how to manage your CEOs expectations and deliver positive results. Learn what to do with the data you’ve collected and identify signs that your compliance program is or is not working. Learn what to do if you smell trouble brewing and learn how to handle violations that may arise despite your precautions, both legally and with your CEO.

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