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Articles

NASDAQ and NYSE File Proposed Listing Standards for Clawback Rules

By Latham & Watkins LLP

If approved by the SEC, the Nasdaq proposal will become a new Nasdaq listing Rule 5608 and the NYSE proposal will become new Section 303A.14 in the NYSE Listed Company Manual. Both proposals conform closely to the language in Rule 10D-1 with some enhancements. This Client Alert provided by Latham & Watkins summarizes the nuances in the stock exchange proposals that will apply to companies listed on each exchange.

Articles

2022 Wrap-Up on ESG Reporting

By Lauren Hopkins (Principal), Megan Morgan (Principal), Deepti Gage (Associate), and Kirstin Gruver (Associate), Beveridge & Diamond

Read a short recap of key ESG developments in 2022 in Europe, the United States, Canada, Japan, Germany, Norway, and The Netherlands.

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