Resource Library

On April 3, 2024, the US Securities and Exchange Commission announced that it had reached a $6.5 million settlement with registered investment adviser (RIA) Senvest Management, LLC on charges related to the firm’s “widespread and longstanding failures to maintain and preserve certain electronic communications.”

This article analyze potential lessons learned from this latest off-channel communications SEC enforcement action.

This guide covers common issues in public investment funds – including registration, regulatory framework, marketing of public funds, and tax treatment – in 19 jurisdictions.

This guide covers key legal issues, rules, and developments regarding fraud and asset tracing across a range of jurisdictions.

This article aims to provide a general overview of the European Union's new regulation (EU) 2022/2554 on digital operational resilience for the financial sector, known as the Digital Operational Resilience Act ("DORA").

This guide provides comprehensive insight into banking regulation in 19 jurisdictions around the world.

This guide covers key topics including regulatory architecture, bank capital requirements, bank governance/internal controls, Fintech, and rules governing banks’ relationships with their customers and other third parties.

This guide provides corporate counsel and international practitioners with comprehensive jurisdiction-by-jurisdiction guidance to public procurement laws and regulations around the world.

This guide covers common issues regarding private client laws in 24 jurisdictions.

Topics explored include pre-entry tax planning, connection factors, taxation issues on inward investment, succession planning, trusts and foundations, immigration issues, and tax treaties.

This multi-jurisdictional guide covers legal trends and developments in the greater fund finance markets. The guide includes 27 product-oriented chapters and 21 jurisdiction-specific chapters.

This multi-jurisdictional guide explores issues in investor-state arbitration laws and regulations - including treaties, legal frameworks, case trends, funding, international tribunals, domestic courts, recognition, and enforcement.

This guide covers legal issues, rules and developments regarding foreign direct investment regimes across 30 jurisdictions.