6th Annual Securities Law Symposium

The Securities Law Committee is hosting its sixth annual Securities Law Symposium! The Symposium is a half-day event which allows attendees to hear directly from experts in the securities industry on a number of relevant topics and trends.

 

Event Co-Chairs:

Diana Iannetta, Associate Vice-President, TD Bank Group

Matthew Scott, Vice President, Legal, CI Investments Inc.

Afshan Ali, Managing Counsel, Litigation, CIBC

 

Agenda (click on the RSVP site for all details):

11:30am to 12:00pm - Registration

12:00pm to 1:00pm - Lunch & Keynote Speaker: Jamie Watt, Executive Chairman, Toronto, Navigator Ltd. (Topic: Evolving trends and expectations in crisis management)

1:00pm to 1:45pm - Panel 1: Conflicts of Interest (regulatory standards) for all industry members (advisors, dealers, fund companies)

2:00pm to 2:45pm - Panel 2: Potential Privilege Pitfalls for In-house Counsel

3:00pm to 3:45pm - Panel 3: What just happened? An In-house Counsel's guide to crisis management

3:45pm to 4:30pm - Panel 4: Emerging Risks in "High" Tech Industries (Cannabis and Cryptocurrency)

4:45pm to 6:30pm - Networking Cocktail Reception

 

It is expected that this program will qualify for up to 3 hours of Substantive CPD Credit.

This event is open and free of charge to in-house counsel only and you must RSVP to attend. Please RSVP by no later than Monday, November 11, 2019. Space is limited and no walk-ins will be permitted.

ACC Ontario reserves the right to review all registrations for eligibility. In-house counsel must be ACC members or meet ACC membership eligibility. Please click here for further details.

Questions? Please email us.