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The Association of Corporate Counsel (ACC) is the world's largest organization serving the professional and business interests of attorneys who practice in the legal departments of corporations, associations, nonprofits and other private-sector organizations around the globe.

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Purpose


The primary purpose of the Securities Law Committee is to provide a forum for securities lawyers from a broad range of financial institutions to follow and discuss public policy in a rapidly changing regulatory environment, including developments relating to:

  • Capital markets (trading and investment banking);
  • Duties owed by dealers and advisors;
  • Securities products and disclosure obligations;
  • Changes in foreign regulatory environments and their impact on Canadian financial institutions; and
  • Civil claims affecting obligations owed within the capital markets.

 

Mission


The Committee's mission is to advance the professional development of in-house securities lawyers by sharing information and resources, developing continuing legal educational programs and developing ties to foster communication between corporate counsel practitioners.

 

Members


Corporate counsel who support financial institutions and other companies involved in capital markets and wealth management businesses.

 

Are you counsel working in-house in the Financial or Banking sector with an interest in Securities Law? If yes, then you may be interested in volunteering with ACC Ontario's 2023 Securities Law Committee! Please email ontario@accglobal.com in order to express your interest.

 

Questions? Please email Sanjeev Dhawan at sanj.dhaw@gmail.com to be contacted for further information. We look forward to hearing from you!

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