Overview (Program Summary)
A robust compliance program can not only prevent and detect potential fraud and other violations of company policy, regulations and laws, but also it can serve as a defense against criminal, regulatory and civil suits against the company, its executives and Board members. This panel will:
• discuss guidance by government prosecutors and regulators regarding what they expect in terms of a compliance program and the involvement in that program of corporate actors
• describe and give examples of how those guidance documents have been applied by government regulators and prosecutors
• provide practical examples of how companies, executives and Board members can, and have, relied on the company’s compliance program in defense of various legal actions.
FREE for ACC NYC Members
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