Houston Chapter

ACC Houston Best Practices CLE
Raising Capital in the US: "Soup to Nuts"


Sponsored By:

McCormick & Schmick’s Uptown Park
1151 Uptown Park Blvd.,
Houston, TX 77056

*Complimentary valet and self-parking available


This presentation will provide an overview of the various types of capital-raising options available to companies and the regulatory framework governing each of these options. Specific topics to be covered include:

  • IPOs, Regulation A+ and private offerings
  • Impact of the SEC and FINRA on the offering process
  • Key players and documentation in the process
  • Best practices to implement and common pitfalls to avoid
  • Navigating state blue sky laws
  • Ongoing reporting requirements upon completion of the offering

Check-In/Networking: 11:30 am - 12:00 noon
Program/Lunch: 12:00 noon - 1:00 pm


Jason B. Beauvais, Senior Vice President, General Counsel, Chief Compliance Officer and Secretary, Main Street Capital Corporation
Mark Glotfelty, Managing Director, Goldman Sachs
Harry S. Pangas
, Partner, Eversheds Sutherland
Darryl Smith, Counsel, Eversheds Sutherland


The Association of Corporate Counsel (ACC) is a global bar association that promotes the common professional and business interests of in-house counsel who work for and whose primary responsibility is providing legal advice to corporations, associations and other private-sector organizations.   Accordingly, the ACC Houston Chapter reserves the right to limit attendance at any of its Continuing Legal Education (CLE) events to ACC Houston Chapter members or non-ACC chapter member in-house attorneys only.   If you are not an in-house attorney and wish to attend a CLE event, you may only do so, space permitting, if you are accompanied by an in-house attorney from your company or organization.


Credits: 1.0 Hours (Includes .25 hrs Ethics Credits)
State: TX


Elena Baer
Phone: 713.839.0808
E-mail: acchouston@accglobal.com



Sponsored By:

Eversheds Sutherland

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