Financial Services

Forms

Privileged Documents

Jun 2009 Sample Form & Policy Download pdf

Template in reply to a regulatory agency's request for attorney-client privileged and confidential matters.  

Acquisition of Income Producing Real Estate Closing Checklist

Apr 2009 Sample Form & Policy Download pdf

A form to utilize in a real estate closing that outlines the documents and deliverables needed prior to closing, during closing, and post-closing.  Includes the documents and deliverables needed, ...  

Letter of Intent for Stock Purchase

Apr 2009 Sample Form & Policy Download pdf

A letter of intent for use in connection with the purchase and sale of capital stock.  Contains both non-binding and binding provisions and references ancillary agreements.  

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InfoPaks

A Primer on Financial Regulatory Reform

Sep 2009 InfoPAK Download pdf

Sponsored by Patton Boggs LLP
This InfoPAK explores the Obama Administration’s efforts to restore, restructure, and improve the regulating agencies, private organizations, and public organizations that contributed to the economic ...  

Intellectual Property Primer - Patents, Trademarks, Copyrights, and Trade Secrets - An Introduction to Intellectual Property for In-House Counsel 3rd Edition

Jul 2008 InfoPAK Download pdf

Sponsored by Dickstein Shapiro LLP
This InfoPAK is designed to provide corporate counsel with a general overview of intellectual property and to suggest useful practices for the handling of intellectual property in the corporate setting.  

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ACC Docket Articles

Small Law: Keeping Your Spirits Up Through a Bankruptcy Filing

ACC Docket Download pdf

Even with the pressure of bankruptcy filings bearing down on you, Todd Silberman highlights the importance of taking time away from the stress to regain focus and perspective.  

Do it Diligently: How a New Best Practices Process Can Slash Expenses

ACC Docket Download pdf

How are good compliance and due diligence programs the safeguard of a successful company? They protect against potential legal liability and financial hardship. They preserve the sanctity of a corporate ...  

In-house Counsel Beware: The False Claims Act Might Impact Your Business

ACC Docket Download pdf

Armed with recent amendments to the statute that initially targeted contractors, the government has also recouped millions of dollars using the False Claims Act to battle healthcare fraud. But just ...  

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Leading Practices Profiles

Providing In-House Legal Support To The CFO & Finance Function

Jun 2004 Leading Practices Profiles Download pdf

Financial reporting and internal control practices are facing increased scrutiny these days, and organizations are taking stock of their existing financial practices, and enhancing and formalizing ...  

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Quick References

Important Links for Additional Information

Jun 2009 Download pdf

Lists websites that provide information on accounting standards and regulations.  

Legal Quick Hit: Federal Deposit Insurance Issues

May 2009 Download pdf

A PowerPoint presentation that discusses key questions, challenges of deposit institutions, deposit insurance coverage, a special assessment, and the FDIC rule on deposit and account balances.  

Top Ten Reasons Corporate Counsel Should Be On Alert to the FASB's Proposed Amendments to FAS 5, Accounting for Contingencies

May 2009 Download pdf

Includes the top ten reasons corporate counsel should be extremely concerned and advising the company's CFO/CEO about the dangers of FASB's proposed amendments to disclosure requirements ...  

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Program Materials

363 Sales in Bankruptcy - A Chance to Make Lemonade from Lemons?

Oct 2009 Download pdf

In the current economic climate, in-house counsel may respond to the word "restructuring" like Dracula did to sunlight. Don't! Opportunities abound for companies large and small who ...  

Doing Business in a Tight Credit Market

Oct 2009 Download pdf

This program will discuss legal issues that arise in a tight credit market. Negotiating security arrangements, factoring defaults arising from failures of guarantors and back up credit arrangements, ...  

The General Motors Case: Chapter 11 Nationalization

Aug 2009 Download pdf

This power point material covers  the government's tactics and strategies in the GM case, the legal issues and judicial response, and the due process implications faced by opponents of fast-track ...  

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Surveys

Real Estate Survey IV: Issues Relating To Commercial Leasing

Feb 2009 Download pdf

The Real Estate Survey is being conducted by members of the Lex Mundi Real Estate Practice
Group. This multi-part survey of Issues in Real Estate Investment and Finance presents jurisdictional ...  

European Union: Accession States Tax Guide Survey

May 2008 Download pdf

Lex Mundi has prepared and marketed internally a short, up dated practical guide, providing essential information on the tax systems in force of each new EU member state. The "EU Accession States ...  

Real Estate Survey: Issues Relating to Foreign Investment

May 2007 Download pdf

Jurisdictional overviews on real estate investment and financing laws in more than 35 jurisdictions around the globe.