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Sponsor

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Greenberg Traurig is the 2015 sponsor for ACC's Financial Services Committee


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The Financial Services Committee provides resources and services to ACC members who serve clients in securities, insurance and other financial services businesses. Current issues of interest include case law, legislation and enforcement related to the subprime/credit crisis, plus lessons learned.

Top ten ways to get the most out of your Committee membership

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Upcoming Meetings

Wednesday, June 24, 2015 at 3:00 PM ET, 7:00 PM GMT
Includes an online presentation

The US Environmental Protection Agency's New Policies Regarding Environmental Justice

The US Environmental Protection Agency recently issued new policies related to Environmental Justice, which it defines as "the fair treatment and meaningful involvement of all people regardless of race, color, national origin, or income with respect to the development, implementation, and enforcement of environmental laws, regulations, and policies." This Legal Quick Hit will tell you what you need to consider with respect to Environmental Justice when financing real estate transactions or investing in real estate. Maribel Nicholson-Choice, Shareholder, Greenberg Traurig

Wednesday, July 22, 2015 at 3:00 PM ET, 7:00 PM GMT
Includes an online presentation

US Financial Industry Regulatory Authority Update: Developments Related to Personal Liability for Compliance Officers

This Legal Quick Hit will explore recent developments in regulatory enforcement that indicate increased exposure to personal liability for compliance officers. Learn about where regulators‰ attentions are currently focused, how you can protect against personal liability, and what we expect to see in this area moving forward. William B. Mack, Of Counsel, Greenberg Traurig

Recent Committee-Developed Resources

SEC Filing Calendar

Feb 2015 Form & Policy Download pdf
Sponsored by Greenberg Traurig LLP
This checklist is a 2015 SEC Filing Calendar for filers with December 31 Fiscal Year End.

No More Excuses: Providers of Consumer Financial Products and Services Can No Longer Afford to Ignore Compliance Management

Jun 2014 QuickCounsel
Sponsored by Greenberg Traurig LLP
Unless companies are content to serve as fodder for future editions of the CFPB’s Supervisory Highlights report and as the subjects of glowing CFPB press releases announcing eye-popping consumer ...

Executory Contracts in Bankruptcy

Oct 2012 QuickCounsel
This QuickCounsel will provide a brief overview of executor contracts in bankruptcy and the issues they present.