Chapters

Westchester/Southern Connecticut (WESFACCA) Chapter

ANNUAL COMPLIANCE & ETHICS PROGRAM

Nov 18, 2009
8:30 AM - 12:00 PM
Malcolm Pirnie Inc, 104 Corporate Park Dr., White Plains, NY

Overview

Part I: JOEL KIRSCH will describe 

  • extensive internal and governmental investigations undertaken,
  • lessons learned by Siemens from the government investigations
and the extraordinary steps the company has taken and continues to take to establish itself as a "recognized leader" in compliance and ethics.
 
Part II (Panel): Determining the Effectiveness of Your Compliance and Ethics Program: Does It Meet Its Goals.
  • Why review performance of your compliance and ethics program
  • How does review relate to your risk assessment
  • What is your definition of "effectiveness"
  • Metrics and Other criteria used to determine effectiveness
  • Who conducts the review of the C&E program
  • How is review conducted
  • What is done with the Results of the Review
     

Speakers

Part I: JOEL KIRSCH, VP & Chief Compliance Officer and Associate General Counsel, Siemens Corporation

Part II: Panel moderated by ANDREW REISMAN, Sr. Manager, Assurance Services, Ernst & Young LLP .
Panelists: ABBY FIORELLA, Group Head, Compliance & Forensics, MasterCard Worldwide;
 DEBORAH HARALDSON, Senior Counel, Compliance & International, ATMI, Inc. & EDWARD MILLER, VP, Associate General Counsel & Chief Compliance Officer, Boehringer Ingelheim USA,

Sponsors

WESFACCA's Compliance Group

Ernst & Young LLP

CLE

Credits: 3
State: New York
Category: Ethics & Professionalism, Transitional.Non-Transitional

Contact

Lee M Cushman
Phone: 203 461 9004
E-mail: wesfacca@wesfacca.com
Fax: 203 329 0825

Location

Malcolm Pirnie Inc, 104 Corporate Park Dr., White Plains, NY

Cost

Members: If payment recvd prior to 11/11: $75; After 11/11: $95
Non-members: Add $20 to the Member cost structure above

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