Northeast Ohio Chapter

3.0 CLE, The Nuts and Bolts of Dealing with Shareholder Issues for In-House Counsel: Shareholder Derivative Actions, Securities Fraud and ERISA Class Actions, SEC Enforcement Actions and All the Other In-Between Problems, sponsored by Calfee


Sponsored By:

Calfee, Halter & Griswold LLP
The Calfee Building
1405 East Sixth Street
Cleveland, Ohio 44114


This program will include sections on the following:
•    Overview of various shareholder issues that in-house counsel must navigate following the release of adverse corporate news.
•    Walking through the life cycles of SEC enforcement actions, securities class actions, ERISA class actions and shareholder derivative actions, as well as the differences in defending against the various actions.
•    Practical instruction on related issues, including internal investigations, privilege and insurance coverage.
•    Recent Supreme Court decisions that will affect companies and officers and directors in the future.

1:45 pm – 2:00 pm     Registration
2:00 pm – 5:00 pm     Program
5:00 pm – 6:00 pm     Networking Reception


Mitchell G. Blair
Vice Chairman, Head of Securities Litigation Practice
Calfee, Halter & Griswold

Fritz E. Berckmueller
Partner, Head of White Collar Defense and Investigations Practice
Calfee, Halter & Griswold

David T. Bules
Calfee, Halter & Griswold

Anthony LaPlaca
SVP, General Counsel and Secretary
Invacare Corporation


Parking is available in the garage adjacent to The Calfee Building, located at 777 Rockwell Avenue. Please bring your parking ticket to the CLE for validation.


Credits: 3.0 - This course has been submitted for approval by the Supreme Court Commission on Continuing Legal Education for 3.0 total CLE hours
State: Ohio; UCA forms will be available for other states


Betsy Keck, Executive Director, ACC NEO
Phone: 216.333.3008


FREE to members, law students and faculty; non-members $40

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